Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. This article is part of an occasional series on specific rules and regulations governing financial professions. It is also the second in a multi-part analysis of …
Tag Archives: Arbitration
Regulatory Analysis: FINRA Rule 3270 – Disclosure of Outside Business (Part I)
Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. This article is part of an occasional series on specific rules and regulations governing financial professions. It is also the first in a multi-part analysis of …
Continue reading “Regulatory Analysis: FINRA Rule 3270 – Disclosure of Outside Business (Part I)”
The Nature and Extent of Arbitral Immunity
Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. While the COVID-19 pandemic has shuttered much of the country’s judicial machinery, courts have released opinions on matters argued prior to the stoppage. Two recent federal …
Continue reading “The Nature and Extent of Arbitral Immunity”