Regulatory – Terry Brennan Law

FIFA Regs: The Protected Period and its Effect on the Transfer Market

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. As follow-up to my earlier posts on the Diarra ruling and Viktor Gyokeres’ transfer saga, this edition will take a closer look at the “protected period” …

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Regulatory Analysis: FINRA Rule 2111 – Suitability

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. The following is part of an occasional series on specific rules and regulations governing financial professions. This article will analyze FINRA Rule 2111, which establishes an …

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Regulatory Analysis: FINRA Rule 3280 – Private Securities Transactions

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Regulatory Analysis: FINRA Rule 3270 – Disclosure of Outside Business Activity (Part II)

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. This article is part of an occasional series on specific rules and regulations governing financial professions. It is also the second in a multi-part analysis of …

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Regulatory Analysis: FINRA Rule 3270 – Disclosure of Outside Business (Part I)

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