This article was first posted on March 9, 2018 (on Medium). It has undergone minor edits for clarity. In January 2018, Canadian striker Cyle Larin completed a move from Major League Soccer’s Orlando City to Turkish club Besiktas. Reportedly, Besiktas paid Orlando a transfer fee in the neighborhood of $2.3 million. That was the simple part. The …
Monthly Archives: June 2022
Regulatory Analysis: FINRA Rule 3280 – Private Securities Transactions
The following is part of an occasional series on specific rules and regulations governing financial professions. This article will analyze FINRA Rule 3280, which governs (and limits) private securities transactions by persons associated with a FINRA member (“associated persons” or “representatives”). In general, the rule forbids representatives from participating in private securities transactions unless they …
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Terry Brennan Law 