Notes on Third-Party Influence: Confusion over the Level of Influence Prohibited

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. The following is another article in my series on third-party influence.  Previous articles in the series can be found, here, here, and here.     Once again, …

Notes on Third-Party Influence: Trying to Insure the Sell-on Fee

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. This article is part of a series on FIFA’s enforcement of Article 18bis in its Rules on the Status and Transfer of Players.  This rule forbids …

Definition of a Security: The Investment Contract (Part II)

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. The following is Part II of my article on investment contracts.  It will analyze the final two elements of the Howey Test: The expectation of profit …

Notes on Third-Party Influence: Consent and Rivals Clauses

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. FIFA’s Regulations on the Status and Transfer of Players include two provisions that restrict third-party influence on clubs: Article 18bis, which limits influence from other clubs, …

Definition of a Security: It’s All in the Family (Resemblance Test)

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. This article is the first in an occasional series on the definition of a “security.”  The answer is important.  When a financial instrument qualifies as a …

On Duty: A Franchisor’s Duty to Protect

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. Author’s Note: This article is part of an occasional series on liability issues facing the private security industry.  Two previous articles in the series addressed negligence …

Regulatory Analysis: FINRA Rule 3270 – Disclosure of Outside Business Activity (Part II)

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. This article is part of an occasional series on specific rules and regulations governing financial professions.  It is also the second in a multi-part analysis of …

Regulatory Analysis: FINRA Rule 3270 – Disclosure of Outside Business (Part I)

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. This article is part of an occasional series on specific rules and regulations governing financial professions.  It is also the first in a multi-part analysis of …

Youth Soccer Clubs’ Lawsuit: The Challenge of Certifying Defendant Classes

Important Announcement! Terry Brennan Law is now a part of Bedard Law Group, P.C. in Duluth, GA. Please visit us and learn more about our law firm and services. NOTE: This article has been modified from an earlier version, published in August 2016.  In a March 29, 2017 order, the United States District Court for …